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You are here: Home / CPF Matters / What is the duty of the investment adviser?

What is the duty of the investment adviser?

27, June 2009 by Wilfred Ling Leave a Comment

Last Updated on 23, March 2014

The duty of the investment adviser is to determine
a) The clients' financial goals and time horizon
b) Determine the clients' risk appetite
c) Determine the clients' ability to take risk
d) Construct and recommend a suitable portfolio
e) Make adjustment to the portfolio based on any changes to the clients' financial situation

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